Morbidity, Mortality, and Pathologic Outcomes of Transanal Versus Laparoscopic Total Mesorectal Excision for Rectal Cancer Short-term Outcomes From a Multicenter Randomized Controlled Trial
Research Articles

Morbidity, Mortality, and Pathologic Outcomes of Transanal Versus Laparoscopic Total Mesorectal Excision for Rectal Cancer Short-term Outcomes From a Multicenter Randomized Controlled Trial

Huashan Liu 1, Ziwei Zeng 1, Hong Zhang 2, Miao Wu 3, Dan Ma 4, Quan Wang 5, Ming Xie 6, Qing Xu 7, Jun Ouyang 8, Yi Xiao 9, Yongchun Song 10, Bo Feng 11, Qingwen Xu 12, Yanan Wang 13, Yi Zhang 14, Yuantao Hao 15, Shuangling Luo 1, Xingwei Zhang 1,
Zuli Yang 1, Junsheng Peng 1, Xiaojian Wu 1, Donglin Ren 1, Meijin Huang 1, Ping Lan 1, Weidong Tong 16, Mingyang Ren 17, Jianping Wang 1, Liang Kang 1; Chinese Transanal Endoscopic Surgery Collaborative (CTESC) Group

Correspondence: Liang Kang MD, PhD
Department of Colorectal Surgery and Guangdong Provincial Key Laboratory of Colorectal and Pelvic Floor Diseases, The Sixth Affiliated Hospital, Sun Yat-sen University, Guangzhou, Guangdong Province, China.
Email: kangl@mail.sysu.edu.cn. +86-20-38455369. Fax: +86-20-38455369

Abstract

Objective:
To determine the morbidity, mortality, and pathologic outcomes of transanal total mesorectal resection (taTME) versus laparoscopic total mesorectal excision (laTME) among patients with rectal cancer with clinical stage I to III rectal cancer below the peritoneal reflection.

Background:
Studies with sufficient numbers of patients allowing clinical acceptance of taTME for rectal cancer are lacking. Thus, we launched a randomized clinical trial to compare the safety and efficacy of taTME versus laTME.

Methods:
A randomized, open-label, phase 3, noninferiority trial was performed at 16 different hospitals in 10 Chinese provinces. The primary endpoints were 3-year disease-free survival and 5-year overall survival. The morbidity and mortality within 30 days after surgery, and pathologic outcomes were compared based on a modified intention-to-treat principle; this analysis was preplanned.

Results:
Between April 13, 2016, and June 1, 2021, 1115 patients were randomized 1:1 to receive taTME or laTME. After the exclusion of 26 cases, the modified intention-to-treat set of taTME versus laTME groups included 544 versus 545 patients. There were no significant differences between taTME and laTME groups in intraoperative complications [26 (4.8%) vs 33 (6.1%); difference, -1.3%; 95% confidence interval (CI), -4.2% to 1.7%; P =0.42], postoperative morbidity [73 (13.4%) vs 66 (12.1%); difference, 1.2%; 95% CI, -2.8% to 5.2%; P =0.53), or mortality [1 (0.2%) vs 1 (0.2%)]. Successful resection occurred in 538 (98.9%) versus 538 (98.7%) patients in taTME versus laTME groups (difference, 0.2%; 95% CI, -1.9% to 2.2%; P >0.99).

Conclusions:
Experienced surgeons can safely perform taTME in selected patients with rectal cancer.

Keywords: rectal cancer, taTME, morbidity, mortality

Since the advent of total mesorectal excision (TME) in 1982,1 the surgical outcomes for rectal cancer have improved significantly. Currently, transabdominal TME with laparoscopic technology (laTME) has become one of the general modalities to manage resectable rectal cancer.2 However, laTME operating in the confined space of the pelvis is often technically challenging due to several tumor-related and patient-related factors, especially for mid-low rectal cancer. Worse yet, due to the “up-to-bottom” technical hurdles, radical resection following laTME is not always guaranteed; difficult patients are significantly predisposed to suffer suboptimal TME or resection margin involvement. These pitfalls highlight an unmet clinical need to develop an optimal approach for rectal cancer surgery.

In 2010, Sylla et al3 reported the first instance of transanal total mesorectal excision (taTME) assisted by laparoscopy for a patient with a T2N2M0 rectal cancer. As a “bottom-to-up” and “inside-to-outside” approach, taTME addresses some of the challenges inherent to laTME. The novel transanal vantage point could facilitate access to the mid and distal rectum, enhance visualization of the dissection plane, and improve resection margins. The ability to refine the surgical quality of TME for mid-low rectal cancer has the potential to significantly improve the surgical outcomes of a large portion of patients with rectal cancer.

Currently, taTME as an alternative to laTME in selected patients with rectal cancer has become popular among skilled surgeons. A recent meta-analysis demonstrated similar technical success with acceptable oncologic and perioperative outcomes in rectal cancer patients treated by taTME versus laTME,4 and other systematic reviews verified these trends.5,6 By contrast, an international taTME registry found a relatively high percentage of perioperative complications including an anastomotic failure rate of 15.7%,7 and a Norwegian case review of 110 taTME procedures indicated increased early multifocal local recurrences, resulting in a moratorium on taTME.8 Therefore, the role of taTME is still a matter of debate pending the outcomes from the multicenter ongoing randomized controlled trials (RCTs) COLOR III and ETAP-GRECCAR 11.9,10 Against this background, the Chinese Transanal Endoscopic Surgery Collaborative (CTESC) group launched a phase 3, open-labeled, multicenter, noninferiority RCT to assess the surgical safety and oncologic outcomes of taTME versus laTME in patients with rectal cancer. Herein, we report the initial results on morbidity and mortality as well as pathologic outcomes; this early analysis was preplanned.

METHODS

Study Design

This trial of transanal versus conventional laparoscopic TME for rectal cancer (TaLaR) is a phase 3, open-labeled, multicenter, randomized, controlled, noninferiority trial conducted at 16 centers in 10 Chinese provinces from April 2016 to June 2021. The primary endpoints of this trial were 3-year disease-free survival (DFS) and 5-year overall survival (OS) after surgery. Approval was obtained from the institutional review board of each participating hospital, and all patients provided written informed consent. This trial is registered with ClinicalTrials.gov, NCT 02966483. The approved study protocol and statistical analysis plan are available in Supplemental Digital Content (SDC) (http://links.lww.com/ SLA/D870).

Inclusion and Exclusion Criteria

Eligible patients were aged 18 to 75 years; had an American Society of Anesthesiologists class I to III; had clinical stage I to III rectal adenocarcinoma below peritoneal reflection based on preoperative imaging; and were expected to undergo a sphincter-sparing procedure via TME principles for curative intent. Patients were excluded if they had T1 cancers that can be locally resected; had involvement of the circumferential resection margin (CRM) as indicated by preoperative magnetic resonance imaging; had tumors with ingrowth in the internal sphincter or levator ani; and had contraindications for surgery. Detailed eligibility criteria are shown in the study protocol in SDC (http://links. lww.com/SLA/D870).

Randomization

Eligible patients were randomly assigned in a 1:1 ratio to undergo either taTME or laTME using a Web site–based randomization system using the central dynamic and with stratification by the center. Participating centers submitted the patient information to the data center at the Sixth Affiliated Hospital of Sun Yat-sen University, Guangzhou, China, where central randomization was done. Information on treatment assignments was subsequently sent to each participating center. The surgeons and patients were not masked in treatment allocation.

Eligibility of Surgeons
Surgeons were selected from the members of the CTESC group who met the following criteria: (1) have a minimum of 100 laTME and 50 taTME procedures performed by each surgical team; (2) were confirmed to be qualified surgeons by the CTESC Research Committee based on the evaluation of the unedited videos of 2 laTME and 2 taTME procedures in obese male patients [body mass index (BMI) ≥28 kg/m2] with rectal cancer below the peritoneal reflection. After approval by the committee, 17 surgical teams at 16 centers (1 surgical team per center except in 1 center) participated in the trial.

Surgical Quality Control

Surgical quality control was maintained by using unedited videos of all the surgeries. These videos were reviewed by the CTESC Research Committee, and feedback on the assessment was regularly provided to the investigators. The taTME and laTME procedures are performed according to the TME principles. The key distinction between the taTME and laTME procedures was that TME was performed from a transanal bottom-up approach for patients receiving taTME. In both treatment arms, the anastomosis methods were not uniform, as either a hand-sewn or stapled anastomosis was allowed.

Outcome Measurements for Surgical Safety Analysis

Morbidity and mortality were monitored within 30 days after surgery. Anastomotic leakage was defined as clinical evidence of a defect in the integrity of the intestinal wall at the anastomotic site or the presence of a pelvic abscess adjacent to the anastomosis. A specific complication was diagnosed according to either an image-based physical evaluation or obvious clinical evidence and then was stratified by the Clavien-Dindo classification system. Intraoperative complications were defined as unexpected surgical adverse events occurring during surgery [eg, iatrogenic injury of the blood vessels, bowel, or other organs; hemorrhage; carbon dioxide (CO2) embolism]. Vascular injury was defined as a laceration or break of the presacral vessels. Intraoperative hemorrhage was defined as blood loss of >200 mL in the absence of vascular injury. Any diagnosis of perioperative complications was made by the surgeons and was confirmed by the CTESC Research Committee every 3 months. Detailed measurements are shown in the study protocol in SDC (http://links.lww.com/SLA/D870).

Pathologic Assessment

Pathologic outcomes included the TME quality, CRM, distal resection margin (DRM), number of harvested lymph nodes and number positive, length from the inferior of the tumor to DRM, length of the resected sample, and lymphovascular and nerve invasion. Measurements for surgical resection included a composite of CRM (>1 mm from the tumor to the mesorectal fascia), DRM (>1 mm between the closest tumor to the cut edge of the tissue), and TME quality (complete or nearly complete as previously described).11 All 3 of the parameters (CRM, DRM, and TME quality) must have been achieved for the surgery to be considered a “success.” The pathologic outcomes were evaluated by 2 specialized pathologists in each participating institution in a blinded manner and were reviewed by the CTESC Research Committee every 3 months.

Statistical Analysis

The sample size calculation of this trial was on the basis of 3-year DFS and 5-year OS, but the sample size according to 5-year OS was larger than that based on 3-year DFS. The 3-year DFS and 5-year OS among patients with clinical stage I to III rectal cancer treated with laTME were assumed to be 74.6% and 77.4%, respectively. According to a log-rank test with an α error of 2.5% (in a 2-sided test), power of 80%, and a noninferiority margin of 10%, at least 610 and 910 patients would be required to sufficiently declare taTME non-inferior to laTME in 3-year DFS and 5-year OS, respectively. Assuming a dropout rate of 20%, a total of 1114 patients were planned to enroll for this trial.

A modified intention­to­treat method (excluding patients who no longer met inclusion criteria after randomization) was adopted here. Continuous variables were shown as the median and interquartile range (IQR) and were analyzed using a Mann-Whitney U test if not normally distributed, or were presented as the mean and SD and analyzed using a t-test if normally distributed. Categorical variables were expressed as numbers (%) and were analyzed by Fisher exact test or X2 test as appropriate. The Newcombe method with an adjustment for randomization strata was used to calculate the 95% confidence intervals (CIs) for between-group differences in intraoperative and postoperative complication rates, as well as successful resection rates. SAS 9.3 software (SAS Institute, Cary, NC) was used for all statistical analyses and a 2-sided P value <0.05 indicated significance.

RESULTS

Between April 13, 2016, and June 1, 2021, 1115 enrolled patients from 16 centers in China were randomized 1:1 to receive taTME (n=558) or laTME (n=557). After the exclusion of 26 cases, 544 patients in the taTME group and 545 patients in the laTME group were included in the final modified intention­to­treat analysis of the morbidity, mortality, and pathologic outcomes (Fig. ​1). The baseline characteristics of the patients are provided in Table ​1, which were well balanced between the 2 groups. The mean distance from the inferior margin of the tumor to the anal verge was 5.2 cm (SD: 1.5 cm). As indicated by preoperative imaging, the 2 groups had no difference in clinical staging at baseline.

FIGURE 1 CONSORT flow diagram of patient enrollment and randomization.

TABLE 1 Demographic and Clinical Characteristics

Surgical Outcomes

The surgical outcomes appeared in Table 2. Among the 544 patients receiving taTME, 358 (65.8%) underwent a 2-team taTME procedure. The taTME versus laTME groups had similar surgical time [mean: 209.5 minutes (SD: 71.0) vs 214.7 minutes (84.4); P=0.28], but a post hoc test showed, compared with laTME, the 1-team taTME [mean: 238.6 minutes (SD: 67.5)] took longer, whereas the 2-team taTME [mean: 194.5 minutes (SD: 68.2)] took shorter. The intraoperative estimated blood loss was comparable [median: 50 mL (IQR, 40–100) vs 50 mL (IQR, 40–100); P=0.29]. Six (1.1%) of 545 patients in the laTME arm were converted to the transanal surgery due to the tumor-related technical difficulty, but no patients in the taTME arm required a conversion. Despite no significant differences in postoperative hospital stay [median: 8.0 days (IQR, 7.0–10.0) vs 9.0 days (IQR, 7.0–10.0); P=0.22], patients undergoing taTME versus laTME displayed faster postoperative recovery (Supplemental Figs. 1A–C, http://links. lww.com/SLA/ D870), as indicated by less time to first flatus [median: 2.0 days (IQR, 1.0–3.0) vs 2.0 days (IQR, 2.0–3.0); P<0.001], to first intake [median: 2.0 days (IQR, 2.0–3.0) vs 3.0 days (IQR, 2.0–4.0); P< 0.001], and to ambulation [median: 2.0 days (IQR, 1.0–3.0) vs 2.0 days (IQR, 1.0–3.0); P=0.001].

Table 2 Surgical Outcomes for taTME and laTME Groups

Surgical Complications

Morbidities and mortalities are described in ​Table 3. Intraoperative complications occurred in 26 (4.8%) of 544 patients in the taTME arm (hemorrhage in 10 patients, vascular injury in 7, intestinal injury in 4, urethral injury in 2, ureter injury in 1, subcutaneous emphysema in 1, and CO2 embolism in 2) and 33 (6.1%) of 545 in the laTME arm (hemorrhage in 12 patients, vascular injury in 5, intestinal injury in 5, ureter injury in 4, subcutaneous emphysema in 3, spleen injury in 3, and pancreatic injury in 1). These rates had no significant difference (difference, −1.3%; 95% CI, −4.2% to 1.7%; P=0.42). Moreover, there was no significant difference in the overall postoperative complication rate of 13.4% in the taTME and 12.1% in the laTME groups (difference, 1.2%; 95% CI, −2.8% to 5.2%; P=0.53). In the first 30 days after surgery, 1 patient in the taTME group died of septic shock as a result of abdominal infection, and 1 patient in the laTME group died of a cerebrovascular accident. Based on the Clavien-Dindo classification of surgical complications, the distribution of severity between the 2 groups did not differ. Specifically, the overall rate of anastomotic leakage was 6.2% [39 (7.2%) of 544 vs 29 (5.3%) of 545; difference, 1.9%; 95% CI, −1.1% to 5.0%; P=0.21]. In addition, 24 (4.4%) and 19 (3.5%) in the taTME and laTME groups required secondary surgery within 30 days after surgery as a result of anastomotic leakage (21 vs 12), anastomotic bleeding (1 vs 4), intestinal obstruction (0 vs 2), abdominal/pelvic infection (1 vs 1), and intraperitoneal bleeding (1 vs 0).

TABLE 3 - Morbidity and Mortality for taTME and laTME Groups

Pathologic Outcomes

Successful resection, measured by a negative CRM and DRM and complete or nearly complete TME, occurred in 538 (98.9%) patients in the taTME group and 538 (98.7%) patients in the laTME group (difference, 0.2%; 95% CI, −1.9% to 2.2%; P>0.99) (Table ​4). In considering components of surgical resection quality, the DRM result was negative in 99.6% and 99.3% of patients receiving taTME and laTME, respectively. Clear CRM was obtained in 99.1% of patients irrespective of the type of surgery. The quality of the TME specimen was complete (87.8%) and nearly complete (12.2%) in all of the 1089 cases, whereas none of the patients had an incomplete TME.

DISCUSSION

The key findings of our TaLaR trial demonstrated taTME could yield similar surgical safety and pathologic outcomes as laTME, and thus it generally seems to be safe and feasible for skilled surgeons. To our knowledge, this study is the first reported multicenter RCT with sufficient power to directly compare taTME with laTME. The primary outcomes of 3-year DFS and 5-year OS are expected at a future date.

Given its technical merits, taTME has the potential to improve the quality of resected specimens with superior radicality, particularly for patients with distal rectal cancer, visceral obesity, bulky tumors, or a narrow pelvis.12,13 However, controversy with respect to the surgical safety and efficacy of taTME persists.14 An analysis of 17 reports comparing 600 patients receiving taTME versus 639 cases undergoing laparoscopic/robotic TME showed taTME is associated with a lower risk of positive CRM.5 By contrast, a recent Norwegian moratorium challenged the status quo of taTME by showing a relatively high local recurrence rate of 9.5% after a median postoperative interval of 11 months.8 In such a contradictory context, our results are of great significance. The initial results from this trial established the surgical safety and feasibility of taTME performed by skilled surgeons in selected patients with rectal cancer. More importantly, pathologic outcomes indicated had taTME could yield adequate surgical resection, similar to laTME.

Due to the very distinct anatomical landmarks relative to laTME, taTME has shown to be technically challenging and associated with substantial perioperative complications which might impede its feasibility in widespread use in the clinic.15 Treated by skilled surgeons, patients in the taTME group had an acceptable intraoperative complication rate of 4.8%.7 Specifically, the CO2 embolism occurred in 2 of 544 patients in the taTME group, similar to the previous report.16 With regard to postoperative morbidity, the 2 groups had comparable rates of anastomotic leakage; these rates are acceptable and seem to be lower than previous studies.7,17 These data indicate the safe implementation of taTME in terms of morbidity in this trial. Moreover, the surgical specimens were extracted through the anus in 512 (94.1%) of 544 patients in the taTME group. This benefit of taTME could reduce surgical incision requirements and provide earlier postoperative recovery, with less time to first flatus, first intake, and ambulation in the taTME group than that in the laTME group. Six patients underwent conversion from laTME to transanal surgery due to the difficulties in treating the distal tumors, while conversion occurred in zero cases in the taTME group; this could truly reflect the technical advantages of the “bottom-to-up” approach of taTME.

In the current literature, the surgical resection quality for patients receiving taTME varies greatly.18,19 A meta-analysis assessed the pathologic outcomes of taTME versus laTME for middle and low rectal cancer, and results indicated that the positive CRM ranged from 0/46 to 4/34 (11.8%) and that the DRM ranged from 0/41 to 3/41 (7.3%).20 Recently, an observational study using data from an online registry system showed that incomplete TME, positive CRM, and positive DRM were noted in 0.1% (1/849), 2.8% (22/849), and 0.7% (7/849) of patients, respectively.21 Although the findings from different reports could not be directly compared, this trial showed a relatively high rate of successful resection. This phenomenon could be ascribed to the expertise of the surgical teams and the exclusion of patients with the involvement of the CRM as indicated by preoperative magnetic resonance imaging. In addition, all patients who participated in this study were Chinese. Taking the characteristics of Asian populations into consideration, especially the average BMI, which is lower than that observed for non-Asian populations,22 the results might also contribute to the good pathologic outcomes of this trial.

Despite similar surgical safety and pathologic outcomes of taTME versus laTME in this trial, several potential disadvantages of the taTME technique should be put forward. First, all the surgeons participating in this trial had technical expertise in taTME. The steep learning curve resulting from the complexity of taTME inevitably impedes the generalizability of our findings. Thus, the establishment of an effective learning system is necessary to foster optimal taTME training. Second, a higher rate of intersphincteric resection was found in patients receiving taTME in this trial, and the sacrifice of the internal sphincter could potentially impair functional outcomes. Third, due to the use of a wide anal platform, patients undergoing taTME suffered from prolonged anal dilatation, which was likely to interfere with functional results as well. Last, this trial demonstrated the 1-team taTME procedure took longer than laTME, and this might represent a potential disadvantage of taTME. Given these potential limitations of taTME, the clinical acceptance of taTME requires further efforts.

There were several limitations in our study. First, the TME grading was assessed by pathologists in each participating institution. Although an independent review by the CTESC Research Committee was routinely performed, an overestimation bias for successful resection still remains a certain possibility. Second, all study patients enrolled in this trial were subjected to sphincter-sparing surgery. As such, this study cannot present the effects of taTME on sphincter preservation. Third, all participating centers in this trial were in China. Given the unique demographic characteristics of Asian populations, our findings warrant careful consideration when applied to patients from other countries or races.

CONCLUSIONS

In summary, taTME in selected patients with rectal cancer can be safely performed by experienced surgeons and provide satisfactory oncologic radicality. However, the applicability of taTME to rectal cancer patients should continue to be considered until the long-term oncologic outcomes from this well-established RCT are analyzed.

ACKNOWLEDGMENTS

The authors thank the patients who participated in this study and their families, as well as the nursing and research staff at the study centers.

Footnotes
H.L., Z.Z., H.Z., and M.W. are joint first

authors
P.L., W.T., M.R., J.W., and L.K. are equally contributing senior authors.

Affiliations

1Department of Colorectal Surgery and Guangdong Provincial Key Laboratory of Colorectal and Pelvic Floor Diseases, The Sixth Affiliated Hospital, Sun Yat-sen University, Guangzhou, Guangdong Province, China.

2Department of Colorectal Surgery, Shengjing Hospital of China Medical University, Shenyang, Liaoning Province, China.

3Department of Gastrointestinal Surgery, The Second People’s Hospital of Yibin, Yibin, Sichuan Province, China.

4Department of General Surgery, Xinqiao Hospital, Army Medical University, Chongqing, China.

5Department of Gastrointestinal Surgery, The First Hospital of Jilin University, Changchun, Jilin Province, China.

6Department of Gastrointestinal Surgery, Affiliated Hospital of Zunyi Medical University, Zunyi, Guizhou Province, China.

7Department of Gastrointestinal Surgery, Renji Hospital, School of Medicine, Shanghai Jiao Tong University, Shanghai, China.

8Department of Gastrointestinal Surgery, The First Affiliated Hospital of the University of South China, Hengyang, Hunan Province, China.

9Department of General Surgery, Peking Union Medical College Hospital, Peking Union Medical College, and Chinese Academy of Medical Sciences, Beijing, China.

10Department of Gastrointestinal Surgery, The First Affiliated Hospital of Xi’an Jiaotong University, Xian, Shanxi Province, China.

11Department of Gastrointestinal Surgery, Ruijin Hospital, School of Medicine, Shanghai Jiao Tong University, Shanghai, China.

12Department of Gastrointestinal Surgery, The Affiliated Hospital of Guangdong Medical University, Zhanjiang, Guangdong Province, China.

13Department of Gastrointestinal Surgery, Nanfang Hospital, Southern Medical University, Guangzhou, Guangdong Province, China.

14Department of Gastrointestinal Surgery, The Third Xiangya Hospital of Central South University, Changsha, Hunan Province, China.
15 Sun Yat-sen Global Health Institute, Sun Yat-sen University, Guangzhou, Guangdong Province, China.

16 Department of General Surgery, Daping Hospital, Army Medical University, Chongqing, China.
17 Department of Gastrointestinal Surgery, The Affiliated Nanchong Central Hospital of North Sichuan Medical College, Nanchong, Sichuan Province, China.

Supported by the Sun Yat-sen University Clinical Research 5010 Program (2016005), Science and Technology Projects in Guangzhou (202206010062), China Postdoctoral Science Foundation (2021M703723), and Guangdong Basic and Applied Basic Research Foundation (2021A151511 1011).

The authors report no conflicts of interest.

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Credits: Liu H, Zeng Z, Zhang H, Wu M, Ma D, Wang Q, Xie M, Xu Q, Ouyang J, Xiao Y, Song Y, Feng B, Xu Q, Wang Y, Zhang Y, Hao Y, Luo S, Zhang X, Yang Z, Peng J, Wu X, Ren D, Huang M, Lan P, Tong W, Ren M, Wang J, Kang L; Chinese Transanal Endoscopic Surgery Collaborative (CTESC) Group. Morbidity, Mortality, and Pathologic Outcomes of Transanal Versus Laparoscopic Total Mesorectal Excision for Rectal Cancer Short-term Outcomes From a Multicenter Randomized Controlled Trial. Ann Surg. 2023 Jan 1;277(1):1-6. doi: 10.1097/SLA.00000 00000005523. Epub 2022 Jul 11. PMID: 35815886; PMCID: PMC9762710.